Brokerage Firms Cases
CFTC Docket No. 05-R058, entire Claim against the FCM was dismissed.
NFA No. 06-ARB-52 (Chicago, IL) The Claimant sought approximately $500,000 in damages and was awarded zero damages.
NFA No. 05-ARB-40 (Chicago, IL) The Claimant sought approximately $200,000 in damages against an FCM for the acts and omissions of is guaranteed introducing broker. Even though the guaranteed introducing broker was found to be liable, the claim against the FCM, who was represented by The Iavarone Law Firm, was dismissed with prejudice.
FINRA No. 03-02223 (San Francisco, CA) Claimant sought approximately $8 million in damages and was awarded zero damages.
FINRA Arb. No. 99-05634 (Chicago, IL) The Claimants sought $2 million in compensatory damages and was awarded zero damages.
FINRA Arb. No. 01-02051 (Los Angeles, CA) The Claimant sought $120,000 in compensatory damages and was awarded zero damages.
FINRA Arb. No. 99-04867 (Indianapolis, IN) The Claimant sought approximately $900,000 in damages and was awarded of zero damages.
FINRA Arb. No. 99-00927 (Chicago, IL) The Claimants sought $100,000 in damages and was awarded zero damages.
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“With Harry under indictment for murder, rumors were rife that outfit bosses had imported a hit squad from California to take out Iavarone . . .”
